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Network Working GroupH. Schulzrinne
Internet-DraftColumbia U.
Expires: August 15, 2004C. Agboh
 February 15, 2004

Session Initiation Protocol (SIP)-H.323 Interworking Requirements

draft-agrawal-sip-h323-interworking-reqs-06

Status of this Memo

This document is an Internet-Draft and is in full conformance with all provisions of Section 10 of RFC2026.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet-Drafts.

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This Internet-Draft will expire on August 15, 2004.

Copyright Notice

Copyright (C) The Internet Society (2004). All Rights Reserved.

Abstract

This document describes the requirements for the logical entity known as the Session Initiation Protocol (SIP)-H.323 Interworking Function (SIP-H.323 IWF) that will allow the interworking between SIP and H.323.



Table of Contents

1.  Introduction
2.  Terminology
3.  Definitions
4.  Functionality within the SIP-H.323 IWF
5.  Pre-Call Requirements
5.1  Registration with H.323 Gatekeeper
5.2  Registration with SIP Server
6.  General Interworking Requirements
6.1  Basic Call Requirements
6.1.1  General Requirements
6.1.2  Address Resolution
6.1.3  Call with H.323 Gatekeeper
6.1.4  Call with SIP Registrar
6.1.5  Capability Negotiation
6.1.6  Opening of Logical Channels
6.2  IWF H.323 Features
6.3  Overlapped Sending
7.  Transport
8.  Mapping between SIP and H.323
8.1  General Requirements
8.2  H.225.0 and SIP Call Signaling
8.3  Call Sequence
8.4  State Machine Requirements
9.  Security Considerations
10.  Examples and Scenarios
10.1  Introduction
10.2  IWF Configurations
10.3  Call Flows
10.3.1  Call from H.323 Terminal to SIP UA
10.3.2  Call from SIP UA to H.323 Terminal
11.  Acknowledgments
12.  Contributors
§  Normative References
§  Informative References
§  Authors' Addresses
§  Intellectual Property and Copyright Statements




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1. Introduction

The SIP-H.323 Interworking function (IWF) converts between SIP (Session Initiation Protocol) [RFC3261] and the ITU Recommendation H.323 protocol [H.323]. This document describes requirements for this protocol conversion.



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2. Terminology

In this document, the key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as described in BCP 14, RFC 2119[RFC2119] and indicate requirement levels for compliant implementations.



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3. Definitions

H.323 gatekeeper (GK):
An H.323 gatekeeper is an optional component in an H.323 network. If it is present, it performs address translation, bandwidth control, admission control and zone management.
H.323 network:
In this document, we refer to the collection of all H.323-speaking components as the H.323 network.
SIP network:
In this document, we refer to the collection of all SIP servers and user agents as the SIP network.
Interworking Function (IWF):
The Interworking Function (IWF) performs interworking between H.323 and SIP. It belongs to both the H.323 and SIP networks.
SIP server:
A SIP server can be either a SIP proxy, redirect server, or registrar server.
Endpoint:
An endpoint can call and be called. An endpoint is an entity from which the media such as voice, video or fax originates or terminates. An endpoint can be H.323 terminal, H.323 Gateway, H.323 MCU [H.323] or SIP user agent (UA) [RFC3261].
Media Switching Fabric (MSF):
The Media Switching Fabric (MSF) is an optional logical entity within the IWF. The MSF switches media such as voice, video or fax from one network association to another.


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4. Functionality within the SIP-H.323 IWF

This section summarizes the functional requirements of the SIP-H.323 interworking function (IWF).

A SIP-H.323 IWF MAY be integrated into an H.323 gatekeeper or SIP server. Interworking SHOULD NOT require any optional components in either the SIP or H.323 network, such as H.323 gatekeepers. IWF redundancy in the network is beyond the scope of this document.

An IWF contain functions from the following list, inter alia:

The IWF SHOULD NOT process media. We assume that the same media transport protocols, such as RTP, are used in both the SIP and H.323 network. Thus, media packets are exchanged directly between the endpoints. If a particular service requires the IWF to handle media, we assume that the IWF simply forwards media packets without modification from one network to the other, using a media switching fabric (MSF). The conversion of media from one encoding or format to another is out of scope for SIP-H.323 protocol translation.



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5. Pre-Call Requirements

The IWF function MAY use a translation table to resolve the H.323 and SIP addresses to IP addresses. This translation table can be updated by using a H.323 gatekeeper, SIP proxy server or a locally-maintained database.

5.1 Registration with H.323 Gatekeeper

An IWF MAY provide and update the H.323 gatekeeper with the addresses of SIP UAs. A SIP user agent can make itself known to the H.323 network by registering with an IWF serving as a registrar. The IWF creates an H.323 alias address and registers this alias together with its own network address with the appropriate GK.

The gatekeeper can then use this information to route calls to SIP UAs via the IWF, without being aware that the endpoint is not a "native" H.323 endpoint.

The IWF can register SIP UAs with one or more H.323 gatekeepers.

5.2 Registration with SIP Server

The IWF can provide information about H.323 endpoints to a SIP registrar. This allows the SIP proxy using this SIP registrar to direct calls to the H.323 end points via the IWF.

The IWF can easily obtain information about H.323 endpoints if it also serves as a gatekeeper. Other architectures require further study.

If the H.323 endpoints are known through E.164 (telephone number) addresses, the IWF can use IGREP [I-D.ietf-iptel-tgrep] or SLP [I-D.zhao-iptel-gwloc-slp] to inform the SIP proxy server of these endpoints.

The IWF only needs to register with multiple SIP registrars if the H.323 terminal is to appear under multiple, different addresses-of-record.



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6. General Interworking Requirements

The IWF SHOULD use H.323 Version 2 or later and SIP according to RFC 3261 [RFC3261]. The protocol translation function MUST NOT require modifications or additions to either H.323 or SIP. However, it may not be possible to support certain features of each protocol across the IWF.

6.1 Basic Call Requirements

6.1.1 General Requirements

The IWF SHOULD provide default settings for translation parameters. The IWF specification MUST identify these defaults.

The IWF MUST release any call-related resource at the end of a call. SIP session timers [I-D.ietf-sip-session-timer] MAY be used on the SIP side.

6.1.2 Address Resolution

The IWF SHOULD support all the addressing schemes in H.323, including the H.323 URI [RFC3508], and the "sip", "sips" and "tel" URI schemes in SIP. It SHOULD support the DNS-based SIP server location mechanisms described in [RFC3263] and H.323 Annex O, which details how H.323 uses DNS and, in particular, DNS SRV records.

The IWF SHOULD register with the H.323 Gatekeeper and the SIP registrar when available.

The IWF MAY use any means to translate between SIP and H.323 addresses. Examples include translation tables populated by the gatekeeper, SIP registrar or other database, LDAP, DNS or TRIP.

6.1.3 Call with H.323 Gatekeeper

When an H.323 GK is present in the network, the IWF SHOULD resolve addresses with the help of the GK.

6.1.4 Call with SIP Registrar

The IWF applies normal SIP call routing and does not need to be aware whether there is a proxy server or not.

6.1.5 Capability Negotiation

The IWF SHOULD NOT make any assumptions about the capabilities of either the SIP user agent or the H.323 terminal. However, it MAY indicate a guaranteed-to-be-supported list of codecs of the H.323 terminal or SIP user agent before exchanging capabilities with H.323 (using H.245) and SIP (using SDP [RFC2327]). H.323 defines mandatory capabilities, SIP currently does not. For example, the G.711 audio codec is mandatory for higher bandwidth H.323 networks.

The IWF SHOULD attempt to map the capability descriptors of H.323 and SDP in the best possible fashion. The algorithm for finding the best mapping between H.245 capability descriptors and the corresponding SDP is left for further study.

The IWF SHOULD be able to map the common audio, video and application format names supported in H.323 to and from the equivalent RTP/AVP [RFC3550] names.

The IWF MAY use the SIP OPTIONS message to derive SIP UA capabilities. It MAY support mid-call renegotiation of media capabilities.

6.1.6 Opening of Logical Channels

The IWF SHOULD support the seamless exchange of messages for opening, reopening, changing and closing of media channels during a call. The procedures for opening, reopening, closing, and changing the existing media sessions during a call are for further study.

The IWF SHOULD open media channels between the endpoints whenever possible. If this is not possible, then the channel can be opened at the MSF of the IWF.

The IWF SHOULD support unidirectional, symmetric bi-directional, and asymmetric bi-directional opening of channels.

The IWF MAY respond to the mode request, to the request for reopening and changing an existing logical channel and MAY support the flow control mechanism in H.323.

6.2 IWF H.323 Features

The IWF SHOULD support Fast Connect, H.245 tunneling in H.323 Setup messages. If IWF and GK are the same device, pre-granted ARQ SHOULD be supported. If pre-granted ARQ is supported, the IWF MAY perform the address resolution from H.323 GK using the LRQ/LCF exchange.

6.3 Overlapped Sending

An IWF SHOULD follow the recommendations outlined in [I-D.ietf-sipping-overlap] when receiving overlapped digits from the H.323 side. If the IWF receives overlapped dialed digits from the SIP network, it MAY use the Q.931 Setup, Setup Ack and Information Message in H.323.

The IWF MAY support the transfer of digits during a call by using the appropriate SIP mechanism and UserInputIndication in H.245 (H.323).



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7. Transport

The H.323 and SIP systems do not have to be in close proximity. The IP networks hosting the H.323 and SIP systems do not need to assure quality-of-service (QOS). In particular, the IWF SHOULD NOT assume that signaling messages have priority over packets from other applications. H.323 signaling over UDP (H.323 Annex E) is optional.



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8. Mapping between SIP and H.323

8.1 General Requirements

8.2 H.225.0 and SIP Call Signaling

8.3 Call Sequence

The call sequence on both sides SHOULD be maintained in such a way that neither H.323 terminal nor SIP UA is aware of presence of the IWF.

8.4 State Machine Requirements

The state machine for IWF will follow the following general guidelines:

For each state, an IWF specification MUST classify all possible protocol messages into the above three categories. It MUST specify the actions taken on the content of the message and the resulting state. Below, is an example of such a table:

State: Idle

Possible Messages   Message Category   Action         Next state
-------------------------------------------------------------------
All RAS msg.        Triggering         Add Reg.Info.  WaitForSetup
All H.245 msg.      Error              Send 4xx       Idle
SIP OPTIONS         Non Triggering     Return cap.    Idle
SIP INVITE          Triggering         Send SETUP     WaitForConnect


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9. Security Considerations

The IWF SHOULD use normal H.323 and SIP security mechanisms, such as S/MIME for SIP and H.235[H.323] for H.323.

The IWF MUST implement procedures to avoid becoming the source of denial-of-service attacks.

Since all data elements in SIP or H.323 have to terminate at the IWF, the resulting security cannot be expected to be end-to-end. Thus, the IWF terminates not only the signalling protocols but also the security in each domain. Thus, users at the SIP or H.323 endpoint have to trust the IWF, like any other gateway, to authenticate the other side correctly. Similarly, they have to trust the gateway to respect integrity of data elements and to apply appropriate security mechanisms on the other side of the IWF.

The IWF MUST NOT indicate that a user on one side has achieved a certain level of trust without the ability to verify that. For example, if the SIP user was not authenticated, it would be inappropriate to use mechanisms on the H.323 side, such as H.323 Annex D, that indicated that the user identity had been authenticated.

If both protocols use certificate based authentication, the IWF SHOULD attempt to pass the certificates, while translating the signaling into the appropriate target format.

An IWF SHOULD NOT accept 'sips' requests since it cannot guarantee end-to-end security on the H.323 side.



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10. Examples and Scenarios

10.1 Introduction

We present some examples of call scenarios that will show the signaling messages received and transmitted. The following situations can occur:

10.2 IWF Configurations

Below are some common architectures involving an IWF:

Basic Configuration:
H.323 EP -- IWF -- SIP UA
Calls using H.323 GK:
H.323 EP -- H.323 GK -- IWF -- SIP UA
Calls using SIP proxies:
H.323 EP -- IWF -- SIP proxies -- SIP UA
Calls using both H.323 GK and SIP proxy:
H.323 EP -- H.323 GK -- IWF -- SIP proxies -- SIP UA
SIP trunking between H.323 networks:
H.323 EP -- IWF -- SIP network -- IWF -- H.323 EP
H.323 trunking between SIP networks:
SIP EP -- IWF -- H.323 network -- IWF -- SIP UA

10.3 Call Flows

Some call flow examples for two different configurations and call scenarios are given below.

10.3.1 Call from H.323 Terminal to SIP UA

     H.323                        SIP
      EP    Setup   IWF           UA
       |------------>|    INVITE   |
       |             |------------>|
       |             | 180 RINGING |
       |   Alerting  |<------------|
       |<------------|   200 OK    |
       |  Connect    |<------------|
       |<------------|             |
       |   H.245     |             |
       |<----------->|    ACK      |
       |             |------------>|
       |            RTP            |
       |<.........................>|

10.3.2 Call from SIP UA to H.323 Terminal

   SIP                        H.323
    UA           IWF            EP
    |             |             |
    |   INVITE    |             |
    |------------>|   Setup     |
    |             |------------>|
    |             |  Alerting   |
    | 180 RINGING |<------------|
    |<------------|   Connect   |
    |             |<------------|
    |             |    H.245    |        
    |     200 OK  |<----------->|
    |<------------|             |
    |     ACK     |             |
    |------------>|             |    
    |            RTP            |
    |<.........................>|


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11. Acknowledgments

The authors would like to acknowledge the many contributors who discussed the SIP-H.323 interworking architecture and requirements on the IETF, SIP and SG16 mailing lists. In particular, we would like to thank Joon Maeng, Dave Walker and Jean-Francois Mule. Contributions to this document have also been made by members of the H.323, aHIT!, TIPHON and SG16 forums.



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12. Contributors

In addition to the editors, the following people provided substantial technical and writing contributions to this document, listed alphabetically:

Hemant Agrawal
Telverse Communications
1010 Stewart Drive
Sunnyale, CA 94085
USA
hagrawal@telverse.com
Alan Johnston
MCI WorldCom
100 South Fourth Street
St. Louis, MO 63102
USA
alan.johnston@wcom.com
Vipin Palawat
Cisco Systems Inc.
900 Chelmsford Street
Lowell, MA  01851
USA
vpalawat@cisco.com
Radhika R. Roy
AT&T
Room C1-2B03
200 Laurel Avenue S.
Middletown, NJ 07748
USA
rrroy@att.com
Kundan Singh
Dept. of Computer Science
Columbia University
1214 Amsterdam Avenue, MC 0401
New York, NY 10027
USA
kns10@cs.columbia.edu
David Wang
Nuera Communications Inc.
10445 Pacific Center Court
San Diego, CA 92121
USA
dwang@nuera.com


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Normative References

[H.235] , ITU., "Security and encryption for H-Series (H.323 and other H.245-based) multimedia terminals", Recommendation H.235, February 1998.
[H.323] , ITU., "Packet based multimedia communication systems", Recommendation H.323, April 2003.
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997 (HTML, XML).
[RFC2327] Handley, M. and V. Jacobson, "SDP: Session Description Protocol", RFC 2327, April 1998 (HTML, XML).
[RFC3261] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A., Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP: Session Initiation Protocol", RFC 3261, June 2002.
[RFC3263] Rosenberg, J. and H. Schulzrinne, "Session Initiation Protocol (SIP): Locating SIP Servers", RFC 3263, June 2002.
[RFC3508] Levin, O., "H.323 Uniform Resource Locator (URL) Scheme Registration", RFC 3508, April 2003.
[RFC3550] Schulzrinne, H., Casner, S., Frederick, R. and V. Jacobson, "RTP: A Transport Protocol for Real-Time Applications", RFC 3550, July 2003 (TXT, PS, PDF).


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Informative References

[I-D.ietf-iptel-tgrep] Bangalore, M., "A Telephony Gateway REgistration Protocol (TGREP)", draft-ietf-iptel-tgrep-02 (work in progress), July 2003.
[I-D.ietf-sip-session-timer] Donovan, S. and J. Rosenberg, "Session Timers in the Session Initiation Protocol (SIP)", draft-ietf-sip-session-timer-13 (work in progress), January 2004.
[I-D.ietf-sipping-overlap] Camarillo, G., "Mapping of ISUP Overlap Signalling to the Session Initiation Protocol", draft-ietf-sipping-overlap-03 (work in progress), August 2002.
[I-D.levin-iptel-h323-url-scheme] Levin, O., "H.323 URL scheme definition", draft-levin-iptel-h323-url-scheme-04 (work in progress), November 2001.
[I-D.zhao-iptel-gwloc-slp] Zhao, W. and H. Schulzrinne, "Locating IP-to-Public Switched Telephone Network (PSTN) Telephony Gateways via SLP", draft-zhao-iptel-gwloc-slp-06 (work in progress), February 2004.


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Authors' Addresses

  Henning Schulzrinne
  Columbia University
  Department of Computer Science
  450 Computer Science Building
  New York, NY 10027
  US
Phone:  +1 212 939 7042
EMail:  hgs@cs.columbia.edu
URI:  http://www.cs.columbia.edu
  
  Charles Agboh
 
  Belgium
EMail:  charles@nero.netwalk.org,cagboh@yahoo.com


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Intellectual Property Statement

Full Copyright Statement

Acknowledgment